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MacKay Shields LLC

● SEC registered since 1969CRD 107717SEC# 801-5594New York, NY
Export (members)
Ranks #5,798 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$15.2M
Fund GAV
$13.23B
Private funds
16
Employees
201
Accounts
377
Location
New York, NY

MacKay Shields LLC assets under management

MacKay Shields LLC is an investment advisory firm registered with the SEC based in New York, NY. The firm has been registered since 1969. It reports $15.2 million in regulatory assets under management and employs 201 people. MacKay Shields LLC manages 16 private funds with combined gross assets of $13.2 billion, including MacKay Municipal Credit Opportunities Master Fund, L.P. By regulatory assets, it ranks 5,798 of 5,911 private fund managers.

MacKay Shields LLC private funds

16 funds · $13.23B GAV
FundTypeGross assetsMin.
MacKay Municipal Credit Opportunities Master Fund, L.P.Hedge$4.42B$1M
MacKay Municipal Opportunities Master Fund, L.P.Hedge$3.27B$1M
MacKay Municipal Opportunities Allocation Master Fund LPHedge$1.62B$250K
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MacKay Shields LLC owners & executives

18 reported
NameTitleOwnershipSince
Alain Maurice Karaoglan ControlElected To The Board Of ManagersUnder 5%2022
Alison Hiers Micucci ControlChief Executive Officer, Elected To The Board Of ManagersUnder 5%2025
Andrew Mark Susser ControlExecutive Managing DirectorUnder 5%2015
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Frequently asked questions

How much does MacKay Shields LLC manage?

MacKay Shields LLC reports $15.2 million in regulatory assets under management on its Form ADV.

How many private funds does MacKay Shields LLC manage?

MacKay Shields LLC manages 16 private funds with combined gross assets of $13.2 billion.

How many employees does MacKay Shields LLC have?

MacKay Shields LLC reports 201 employees.

Where is MacKay Shields LLC located?

MacKay Shields LLC is based in New York, NY and has been SEC-registered since 1969.

Does MacKay Shields LLC disclose fund performance?

MacKay Shields LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address299 Park Avenue, 32nd Floor, New York, NY 10171
Phone212-758-5400
Office hours8 a.m. To 5 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyYes

Assets under management

Discretionary$15.2M
Non-discretionary$0
Total (RAUM)$15.2M

Service providers