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Mainstreet RIA LLC

● SEC registered since 2021CRD 309150SEC# 801-121454O'Fallon, MO
Export (members)
Reg. AUM
$446.4M
Employees
3
Accounts
206
Location
O'Fallon, MO

Mainstreet RIA LLC assets under management

Mainstreet RIA LLC operates as an SEC-registered investment adviser based in O'Fallon, MO. The firm has been registered since 2021. It reports $446.4 million in regulatory assets under management and employs 3 people.

Mainstreet RIA LLC owners & executives

3 reported
NameTitleOwnershipSince
Nicholas S Oldham ControlManaging Partner/Chief Compliance Officer/Investment Advisor Representative25-50%2021
Richard Lee Counts ControlManaging Partner/Investment Advisor Representative25-50%2020
Robert Steven Oldham ControlManaging Partner/Investment Advisor Represetative25-50%2019

Frequently asked questions

How much does Mainstreet RIA LLC manage?

Mainstreet RIA LLC reports $446.4 million in regulatory assets under management on its Form ADV.

How many employees does Mainstreet RIA LLC have?

Mainstreet RIA LLC reports 3 employees.

Where is Mainstreet RIA LLC located?

Mainstreet RIA LLC is based in O'Fallon, MO and has been SEC-registered since 2021.

Does Mainstreet RIA LLC disclose fund performance?

Mainstreet RIA LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address6700 Keaton Corporate Parkway, Suite 102, O'Fallon, MO 63368
Phone(888) 801-0325
Office hours8:30a.m. - 5:00p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$446.4M
Non-discretionary$0
Total (RAUM)$446.4M