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Mandalay Financial, L.L.C.

● SEC registered since 2014CRD 113848SEC# 801-79515Bellaire, TX
Export (members)
Reg. AUM
$185.5M
Employees
3
Accounts
492
Location
Bellaire, TX

Mandalay Financial, L.L.C. assets under management

Mandalay Financial, L.L.C. is an SEC-registered investment adviser based in Bellaire, TX. The firm has been registered since 2014. It reports $185.5 million in regulatory assets under management and employs 3 people.
www.ridgebackcm.comView on SEC.gov ↗

Mandalay Financial, L.L.C. owners & executives

1 reported
NameTitleOwnershipSince
Michael Charles Kuznicki ControlPresident & Chief Compliance OfficerOver 75%1999

Frequently asked questions

How much does Mandalay Financial, L.L.C. manage?

Mandalay Financial, L.L.C. reports $185.5 million in regulatory assets under management on its Form ADV.

How many employees does Mandalay Financial, L.L.C. have?

Mandalay Financial, L.L.C. reports 3 employees.

Where is Mandalay Financial, L.L.C. located?

Mandalay Financial, L.L.C. is based in Bellaire, TX and has been SEC-registered since 2014.

Does Mandalay Financial, L.L.C. disclose fund performance?

Mandalay Financial, L.L.C. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address6750 West Loop South, Suite 1080, Bellaire, TX 77401
Phone713-667-4026
Fax713-667-4138
Office hoursBy Appointment Only
SEC regionFort Worth Regional Office (FWRO)
Discloses disciplinary historyNo

Assets under management

Discretionary—
Non-discretionary$185.5M
Total (RAUM)$185.5M