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Marchand Faries Financial Management, Inc.

● SEC registered since 2021CRD 107813SEC# 801-121512
Export (members)
Reg. AUM
$131.2M
Employees
4
Accounts
212
Location

Marchand Faries Financial Management, Inc. assets under management

Marchand Faries Financial Management, Inc. is an investment advisory firm registered with the SEC. The firm has been registered since 2021. It reports $131.2 million in regulatory assets under management and employs 4 people.

Marchand Faries Financial Management, Inc. owners & executives

4 reported
NameTitleOwnershipSince
Jane Elizabeth Marchand ControlPresident, Board Member, Chief Compliance Officer50-75%1996
Jennifer Catherine Sheffler ControlVice President, Board Member, Director Of Client Services10-25%2020
John Royal Faries ControlExecutive Vice President/Board Member10-25%2016
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Frequently asked questions

How much does Marchand Faries Financial Management, Inc. manage?

Marchand Faries Financial Management, Inc. reports $131.2 million in regulatory assets under management on its Form ADV.

How many employees does Marchand Faries Financial Management, Inc. have?

Marchand Faries Financial Management, Inc. reports 4 employees.

Does Marchand Faries Financial Management, Inc. disclose fund performance?

Marchand Faries Financial Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone904-805-0207
Fax904-805-0209
Office hours8:00 a.m. To 6:00 p.m.
SEC regionMiami Regional Office (MIRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$131.2M
Non-discretionary$0
Total (RAUM)$131.2M