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Mark Sheptoff Financial Planning LLC

● SEC registered since 2000CRD 108742SEC# 801-57744Glastonbury, CT
Export (members)
Reg. AUM
$428M
Employees
3
Accounts
759
Location
Glastonbury, CT

Mark Sheptoff Financial Planning LLC assets under management

Mark Sheptoff Financial Planning LLC operates as an SEC-registered investment adviser based in Glastonbury, CT. The firm has been registered since 2000. It reports $428 million in regulatory assets under management and employs 3 people.
www.marksheptoff.comView on SEC.gov ↗

Mark Sheptoff Financial Planning LLC owners & executives

2 reported
NameTitleOwnershipSince
Jean Catherine SheptoffLimited Partner10-25%2016
Mark A Sheptoff ControlManaging Member, Chief Compliance OfficerOver 75%1997

Frequently asked questions

How much does Mark Sheptoff Financial Planning LLC manage?

Mark Sheptoff Financial Planning LLC reports $428 million in regulatory assets under management on its Form ADV.

How many employees does Mark Sheptoff Financial Planning LLC have?

Mark Sheptoff Financial Planning LLC reports 3 employees.

Where is Mark Sheptoff Financial Planning LLC located?

Mark Sheptoff Financial Planning LLC is based in Glastonbury, CT and has been SEC-registered since 2000.

Does Mark Sheptoff Financial Planning LLC disclose fund performance?

Mark Sheptoff Financial Planning LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address703 Hebron Ave 3rd Floor, Glastonbury, CT 06033
Phone860-734-1090
Fax860-734-1095
Office hours8:30a.m. - 5:00p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$428M
Non-discretionary$0
Total (RAUM)$428M