| Name | Title | Ownership | Since |
|---|---|---|---|
| Craig Matthew Pesce Control | Chief Compliance Officer And Director / President | Under 5% | 2013 |
| Marshall & Sterling Enterprises, Inc. Control | Owner | Over 75% | 1993 |
| Michael Ambrose Ryan Control | Vice President | Under 5% | 2016 |
Marshall & Sterling Wealth Advisors, Inc. reports $995.8 million in regulatory assets under management on its Form ADV.
Marshall & Sterling Wealth Advisors, Inc. reports 13 employees.
Marshall & Sterling Wealth Advisors, Inc. is based in Poughkeepsie, NY and has been SEC-registered since 2013.
Marshall & Sterling Wealth Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 278 Mill Street, Suite 301, Poughkeepsie, NY 12601 |
| Phone | 845-554-1046 |
| Fax | 845-625-1640 |
| Office hours | 8:30 a.m. - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
| Discretionary | $375.7M |
| Non-discretionary | $620.2M |
| Total (RAUM) | $995.8M |