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Matheson & Rock Wealth Management, LLC

● SEC registered since 2019CRD 289603SEC# 801-114867Davenport, IA
Export (members)
Reg. AUM
$435M
Employees
3
Accounts
1,022
Location
Davenport, IA

Matheson & Rock Wealth Management, LLC assets under management

Matheson & Rock Wealth Management, LLC is a registered investment adviser overseen by the SEC based in Davenport, IA. The firm has been registered since 2019. It reports $435 million in regulatory assets under management and employs 3 people.

Matheson & Rock Wealth Management, LLC owners & executives

4 reported
NameTitleOwnershipSince
Dean Allen RockOwnerUnder 5%2022
John David Rock ControlMember/Investment Advisor Representative25-50%2022
Judy Ann Delvecchio ControlChief Compliance Officer/Member5-10%2022
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Frequently asked questions

How much does Matheson & Rock Wealth Management, LLC manage?

Matheson & Rock Wealth Management, LLC reports $435 million in regulatory assets under management on its Form ADV.

How many employees does Matheson & Rock Wealth Management, LLC have?

Matheson & Rock Wealth Management, LLC reports 3 employees.

Where is Matheson & Rock Wealth Management, LLC located?

Matheson & Rock Wealth Management, LLC is based in Davenport, IA and has been SEC-registered since 2019.

Does Matheson & Rock Wealth Management, LLC disclose fund performance?

Matheson & Rock Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2322 E. Kimberly Road,, Suite 150n, Davenport, IA 52807
Phone800-682-3937
Fax563-355-7640
Office hours8:00a.m. - 4:00p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$330M
Non-discretionary$105M
Total (RAUM)$435M