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Maureen a. Whelan

● SEC registered since 2021CRD 140357SEC# 801-122165Cortlandt Manor, NY
Export (members)
Reg. AUM
$58.7M
Employees
1
Accounts
130
Location
Cortlandt Manor, NY

Maureen a. Whelan assets under management

Maureen a. Whelan is an investment advisory firm registered with the SEC based in Cortlandt Manor, NY. The firm has been registered since 2021. It reports $58.7 million in regulatory assets under management and employs 1 people.
www.mawhelanfinancial.comView on SEC.gov ↗

Maureen a. Whelan owners & executives

1 reported
NameTitleOwnershipSince
Maureen Ann Whelan ControlOwner/ Chief Compliance OfficerOver 75%2006

Frequently asked questions

How much does Maureen a. Whelan manage?

Maureen a. Whelan reports $58.7 million in regulatory assets under management on its Form ADV.

How many employees does Maureen a. Whelan have?

Maureen a. Whelan reports 1 employees.

Where is Maureen a. Whelan located?

Maureen a. Whelan is based in Cortlandt Manor, NY and has been SEC-registered since 2021.

Does Maureen a. Whelan disclose fund performance?

Maureen a. Whelan is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2127 Crompond Road, Suite 104c, Cortlandt Manor, NY 10567
Phone914-257-3446
Office hoursBy Appointment
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$58.7M
Non-discretionary$0
Total (RAUM)$58.7M