| Name | Title | Ownership | Since |
|---|---|---|---|
| Clifford Adam Teller Control | Co-President | Under 5% | 2006 |
| James Edward Siegel Control | General Counsel | Under 5% | 2018 |
| Maxim Partners LLC Control | Managing Member | Over 75% | 2005 |
Maxim Financial Advisors LLC reports $396.5 million in regulatory assets under management on its Form ADV.
Maxim Financial Advisors LLC reports 39 employees.
Maxim Financial Advisors LLC is based in New York, NY and has been SEC-registered since 2006.
Maxim Financial Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 300 Park Ave, 16th Fl, New York, NY 10022 |
| Phone | 212-895-3500 |
| Fax | 212-895-3588 |
| Office hours | 8 - 6:00 |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | Yes |
| Discretionary | $222.1M |
| Non-discretionary | $174.4M |
| Total (RAUM) | $396.5M |