| Name | Title | Ownership | Since |
|---|---|---|---|
| Bac North America Holding Company Control | Shareholder | Over 75% | 2015 |
| David Carleton Jr Heaton | Chief Legal Officer | Under 5% | 2019 |
| Eric A Schimpf Control | Director & Chief Executive Officer, State Designated Principal | Under 5% | 2023 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated reports $15.1 million in regulatory assets under management on its Form ADV.
Merrill Lynch, Pierce, Fenner & Smith Incorporated reports 33,689 employees.
Merrill Lynch, Pierce, Fenner & Smith Incorporated is based in New York, NY and has been SEC-registered since 1978.
Merrill Lynch, Pierce, Fenner & Smith Incorporated is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | One Bryant Park, New York, NY 10036 |
| Phone | 800-637-7455 |
| Fax | 980-233-7021 |
| Office hours | 9 a.m. To 5 p.m. |
| SEC region | New York Regional Office (NYRO) |
| CIK | 728612 |
| Discloses disciplinary history | Yes |
| Discretionary | $38.8M |
| Non-discretionary | $11.2M |
| Total (RAUM) | $15.1M |