| Name | Title | Ownership | Since |
|---|---|---|---|
| Alice Kenney Walsh Control | Board Chairman; Managing Director | 5-10% | 2016 |
| John K. Sargent Control | Chief Executive Officer; Managing Director | 5-10% | 2016 |
| Maria McCormack Control | Chief Compliance Officer; Managing Director | Under 5% | 2006 |
Middleton & Company Inc. reports $1.2 billion in regulatory assets under management on its Form ADV.
Middleton & Company Inc. reports 15 employees.
Middleton & Company Inc. is based in Boston, MA and has been SEC-registered since 1984.
Middleton & Company Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 600 Atlantic Avenue; 18th Floor, Boston, MA 02210-2211 |
| Phone | (617)357-5101 |
| Fax | (617)357-7199 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| CIK | 919497 |
| Discloses disciplinary history | No |
| Discretionary | $1.16B |
| Non-discretionary | $0 |
| Total (RAUM) | $1.16B |