| Name | Title | Ownership | Since |
|---|---|---|---|
| Gary Lawrence Roth Control | Co-Ceo | Under 5% | 2022 |
| James Porter Rankin Control | Chief Compliance Officer | Under 5% | 2023 |
| Jason Michael Gordo Control | President | Under 5% | 2022 |
Modern Wealth Management, LLC reports $6.1 billion in regulatory assets under management on its Form ADV.
Modern Wealth Management, LLC reports 150 employees.
Modern Wealth Management, LLC is based in Lenexa, KS and has been SEC-registered since 2023.
Modern Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 13550 W 95th St., Suite 400, Lenexa, KS 66227 |
| Phone | 913-393-1000 |
| Office hours | 8a.m. - 5p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 2001900 |
| Discloses disciplinary history | No |
| Discretionary | $5.56B |
| Non-discretionary | $592M |
| Total (RAUM) | $6.15B |