| Name | Title | Ownership | Since |
|---|---|---|---|
| Daniel Michael Joyce Control | Director | Under 5% | 2006 |
| Eighteen Ninety Partners, LLC Control | Shareholder | Over 75% | 2022 |
| Joseph Philip Cuetara | Svp Fixed Income/Municipal Principal | Under 5% | 2010 |
Moors & Cabot, Inc. reports $3.4 billion in regulatory assets under management on its Form ADV.
Moors & Cabot, Inc. reports 121 employees.
Moors & Cabot, Inc. is based in Boston, MA and has been SEC-registered since 1995.
Moors & Cabot, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | One Federal Street, 19th Floor, Boston, MA 02110 |
| Phone | 800-426-0501 |
| Fax | 617-904-1889 |
| Office hours | 8:30 a.m. - 4:30 p.m. |
| SEC region | Boston Regional Office (BRO) |
| CIK | 1607239 |
| Discloses disciplinary history | Yes |
| Discretionary | $3.21B |
| Non-discretionary | $230.6M |
| Total (RAUM) | $3.44B |