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Morgan Stanley Smith Barney LLC

● SEC registered since 2009CRD 149777SEC# 801-70103Purchase, NY
Export (members)
Reg. AUM
$16.5M
Employees
29,200
Accounts
2,539,760
Location
Purchase, NY

Morgan Stanley Smith Barney LLC assets under management

Morgan Stanley Smith Barney LLC is an investment advisory firm registered with the SEC based in Purchase, NY. The firm has been registered since 2009. It reports $16.5 million in regulatory assets under management and employs 29,200 people.
www.morganstanley.comView on SEC.gov ↗

Morgan Stanley Smith Barney LLC owners & executives

11 reported
NameTitleOwnershipSince
Chad Edward Turner ControlDirectorUnder 5%2024
David Anthony Galasso ControlPrincipal Operations OfficerUnder 5%2019
James Troy Janover ControlDirectorUnder 5%2016
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Frequently asked questions

How much does Morgan Stanley Smith Barney LLC manage?

Morgan Stanley Smith Barney LLC reports $16.5 million in regulatory assets under management on its Form ADV.

How many employees does Morgan Stanley Smith Barney LLC have?

Morgan Stanley Smith Barney LLC reports 29,200 employees.

Where is Morgan Stanley Smith Barney LLC located?

Morgan Stanley Smith Barney LLC is based in Purchase, NY and has been SEC-registered since 2009.

Does Morgan Stanley Smith Barney LLC disclose fund performance?

Morgan Stanley Smith Barney LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2000 Westchester Avenue, Purchase, NY 10577-2530
Phone914-225-5510
Office hours9:00a.m. - 5:00p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyYes

Assets under management

Discretionary$12M
Non-discretionary$45.4M
Total (RAUM)$16.5M