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Naples Asset Management Co., LLC

● SEC registered since 2006CRD 133978SEC# 801-66945Mooresville, NC
Export (members)
Reg. AUM
$312.3M
Employees
16
Accounts
462
Location
Mooresville, NC

Naples Asset Management Co., LLC assets under management

Naples Asset Management Co., LLC operates as an SEC-registered investment adviser based in Mooresville, NC. The firm has been registered since 2006. It reports $312.3 million in regulatory assets under management and employs 16 people.

Naples Asset Management Co., LLC owners & executives

3 reported
NameTitleOwnershipSince
Bryan Evan SmithPresidentUnder 5%2020
Paul Joseph McIntyre ControlMember & Chief Compliance Officer25-50%2004
Susan Robin Riser Whitlock ControlMember & Chairperson50-75%2024

Frequently asked questions

How much does Naples Asset Management Co., LLC manage?

Naples Asset Management Co., LLC reports $312.3 million in regulatory assets under management on its Form ADV.

How many employees does Naples Asset Management Co., LLC have?

Naples Asset Management Co., LLC reports 16 employees.

Where is Naples Asset Management Co., LLC located?

Naples Asset Management Co., LLC is based in Mooresville, NC and has been SEC-registered since 2006.

Does Naples Asset Management Co., LLC disclose fund performance?

Naples Asset Management Co., LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address107 Kilson Drive, Suite 206, Mooresville, NC 28117
Phone(239) 593-5525
Fax(239) 593-9731
Office hoursBy Appointment
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyYes

Assets under management

Discretionary$299.3M
Non-discretionary$13M
Total (RAUM)$312.3M