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Nbc Securities, Inc.

● SEC registered since 2001CRD 17870SEC# 801-58257Birmingham, AL
Export (members)
Reg. AUM
$1.72B
Employees
68
Accounts
4,545
Location
Birmingham, AL

Nbc Securities, Inc. assets under management

Nbc Securities, Inc. operates as an SEC-registered investment adviser based in Birmingham, AL. The firm has been registered since 2001. It reports $1.7 billion in regulatory assets under management and employs 68 people.
www.nbcsecurities.comView on SEC.gov ↗

Nbc Securities, Inc. owners & executives

9 reported
NameTitleOwnershipSince
Doug James Elder ControlSvp - Sales ManagerUnder 5%2010
Frank Benner Falkenburg ControlManaging DirectorUnder 5%2010
Harold Blaine Miller ControlChief Compliance OfficerUnder 5%2025
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Frequently asked questions

How much does Nbc Securities, Inc. manage?

Nbc Securities, Inc. reports $1.7 billion in regulatory assets under management on its Form ADV.

How many employees does Nbc Securities, Inc. have?

Nbc Securities, Inc. reports 68 employees.

Where is Nbc Securities, Inc. located?

Nbc Securities, Inc. is based in Birmingham, AL and has been SEC-registered since 2001.

Does Nbc Securities, Inc. disclose fund performance?

Nbc Securities, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1927 First Avenue North, Birmingham, AL 35203
Phone800-521-9390
Fax205-521-9399
Office hours8:00 a.m. To 5:00 p.m.
SEC regionAtlanta Regional Office (ARO)
CIK791540
Discloses disciplinary historyYes

Assets under management

Discretionary$955.6M
Non-discretionary$759.8M
Total (RAUM)$1.72B