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Nbt Capital Management, Inc.

● SEC registered since 1987CRD 104932SEC# 801-30786Johnson City, NY
Export (members)
Reg. AUM
$1.49B
Employees
15
Accounts
1,384
Location
Johnson City, NY

Nbt Capital Management, Inc. assets under management

Nbt Capital Management, Inc. is an SEC-registered investment adviser based in Johnson City, NY. The firm has been registered since 1987. It reports $1.5 billion in regulatory assets under management and employs 15 people.

Nbt Capital Management, Inc. owners & executives

4 reported
NameTitleOwnershipSince
Douglas Jon Coggins ControlChief Compliance OfficerUnder 5%2024
Nbt Bank, N.a ControlSole StockholderOver 75%2016
Ruth Halley Mahoney ControlChief Executive OfficerUnder 5%2024
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Frequently asked questions

How much does Nbt Capital Management, Inc. manage?

Nbt Capital Management, Inc. reports $1.5 billion in regulatory assets under management on its Form ADV.

How many employees does Nbt Capital Management, Inc. have?

Nbt Capital Management, Inc. reports 15 employees.

Where is Nbt Capital Management, Inc. located?

Nbt Capital Management, Inc. is based in Johnson City, NY and has been SEC-registered since 1987.

Does Nbt Capital Management, Inc. disclose fund performance?

Nbt Capital Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address331 Main Street, Suite 1, Johnson City, NY 13790-3330
Phone607-584-4141
Fax607-584-4149
Office hours8:30 a.m. - 4:30 p.m.
SEC regionNew York Regional Office (NYRO)
CIK1983391
Discloses disciplinary historyNo

Assets under management

Discretionary$1.09B
Non-discretionary$404.3M
Total (RAUM)$1.49B