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Ndwm LLC

● SEC registered since 2022CRD 151284SEC# 801-123689La Jolla, CA
Export (members)
Reg. AUM
$162.4M
Employees
2
Accounts
645
Location
La Jolla, CA

Ndwm LLC assets under management

Ndwm LLC is an SEC-registered investment adviser based in La Jolla, CA. The firm has been registered since 2022. It reports $162.4 million in regulatory assets under management and employs 2 people.

Ndwm LLC owners & executives

2 reported
NameTitleOwnershipSince
Richard Edward Nerad ControlManaging Member And Chief Compliance Officer50-75%2020
Steven James Deppe ControlManaging Member50-75%2020

Frequently asked questions

How much does Ndwm LLC manage?

Ndwm LLC reports $162.4 million in regulatory assets under management on its Form ADV.

How many employees does Ndwm LLC have?

Ndwm LLC reports 2 employees.

Where is Ndwm LLC located?

Ndwm LLC is based in La Jolla, CA and has been SEC-registered since 2022.

Does Ndwm LLC disclose fund performance?

Ndwm LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4250 Executive Square, Suite 545, La Jolla, CA 92037
Phone858-457-1325
Fax858-457-1374
Office hours9a.m. To 5:00p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$162.4M
Non-discretionary$0
Total (RAUM)$162.4M