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Nelson Securities,inc.

● SEC registered since 1992CRD 14377SEC# 801-41346Spokane, WA
Export (members)
Reg. AUM
$272M
Employees
15
Accounts
2,026
Location
Spokane, WA

Nelson Securities,inc. assets under management

Nelson Securities,inc. is an investment advisory firm registered with the SEC based in Spokane, WA. The firm has been registered since 1992. It reports $272 million in regulatory assets under management and employs 15 people.
www.nelson-securities.comView on SEC.gov ↗

Nelson Securities,inc. owners & executives

3 reported
NameTitleOwnershipSince
Patrick Kevin Donahue ControlTreasurer, CfoUnder 5%1995
Robert Owen Jr Nelson ControlPresident, CeoOver 75%2017
Shyla Suzanne Gibson ControlChief Compliance OfficerUnder 5%2017

Frequently asked questions

How much does Nelson Securities,inc. manage?

Nelson Securities,inc. reports $272 million in regulatory assets under management on its Form ADV.

How many employees does Nelson Securities,inc. have?

Nelson Securities,inc. reports 15 employees.

Where is Nelson Securities,inc. located?

Nelson Securities,inc. is based in Spokane, WA and has been SEC-registered since 1992.

Does Nelson Securities,inc. disclose fund performance?

Nelson Securities,inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address9718 N Morton Ct, Spokane, WA 99218
Phone509-838-1313
Fax509-458-5578
Office hours7:00 A.M To 3:00 p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$247.7M
Non-discretionary$24.3M
Total (RAUM)$272M