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Neville, Rodie & Shaw Inc

● SEC registered since 1966CRD 104969SEC# 801-4148New York, NY
Export (members)
Reg. AUM
$1.92B
Employees
13
Accounts
813
Location
New York, NY

Neville, Rodie & Shaw Inc assets under management

Neville, Rodie & Shaw Inc is an investment advisory firm registered with the SEC based in New York, NY. The firm has been registered since 1966. It reports $1.9 billion in regulatory assets under management and employs 13 people.

Neville, Rodie & Shaw Inc owners & executives

6 reported
NameTitleOwnershipSince
Frank Joseph Anastasi ControlChief Compliance Officer / Vice President/ Secretary5-10%2004
Jeffrey Norling Coe ControlVice President10-25%2013
Mark Andrew Traver ControlVice President10-25%2007
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Frequently asked questions

How much does Neville, Rodie & Shaw Inc manage?

Neville, Rodie & Shaw Inc reports $1.9 billion in regulatory assets under management on its Form ADV.

How many employees does Neville, Rodie & Shaw Inc have?

Neville, Rodie & Shaw Inc reports 13 employees.

Where is Neville, Rodie & Shaw Inc located?

Neville, Rodie & Shaw Inc is based in New York, NY and has been SEC-registered since 1966.

Does Neville, Rodie & Shaw Inc disclose fund performance?

Neville, Rodie & Shaw Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address200 Madison Ave, New York, NY 10016-3903
Phone212-725-1440
Fax212-689-8746
Office hours9a.m.-5p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$1.87B
Non-discretionary$46.7M
Total (RAUM)$1.92B