| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher Michael Lee Control | Member | 10-25% | 2011 |
| Christopher William Beale Control | Managing Member | Over 75% | 1999 |
| Darren M Tapley Control | Chief Compliance Officer | Under 5% | 2011 |
New England Capital Financial Advisors LLC reports $600 million in regulatory assets under management on its Form ADV.
New England Capital Financial Advisors LLC reports 11 employees.
New England Capital Financial Advisors LLC is based in South Meriden, CT and has been SEC-registered since 1999.
New England Capital Financial Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 79 Main Street, South Meriden, CT 06451-5118 |
| Phone | 203-935-0265 |
| Fax | 203-935-0266 |
| Office hours | 8:30a.m. - 5:00p.m. |
| SEC region | Boston Regional Office (BRO) |
| CIK | 196465 |
| Discloses disciplinary history | No |
| Discretionary | $557.3M |
| Non-discretionary | $42.8M |
| Total (RAUM) | $600M |