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New England Professional Planning Group Inc.

● SEC registered since 1980CRD 108868SEC# 801-15330Westerly, RI
Export (members)
Reg. AUM
$1.17B
Employees
19
Accounts
2,354
Location
Westerly, RI

New England Professional Planning Group Inc. assets under management

New England Professional Planning Group Inc. is an SEC-registered investment adviser based in Westerly, RI. The firm has been registered since 1980. It reports $1.2 billion in regulatory assets under management and employs 19 people.

New England Professional Planning Group Inc. owners & executives

4 reported
NameTitleOwnershipSince
Joanna Elise Valentini ControlChief Operating OfficerUnder 5%2017
Malcolm a. Makin Revocable Neppg Voting Shares Trust ControlShareholderOver 75%2024
Malcolm Alfred Makin ControlPresident, Chief Executive Officer And Chief Compliance OfficerUnder 5%1980
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Frequently asked questions

How much does New England Professional Planning Group Inc. manage?

New England Professional Planning Group Inc. reports $1.2 billion in regulatory assets under management on its Form ADV.

How many employees does New England Professional Planning Group Inc. have?

New England Professional Planning Group Inc. reports 19 employees.

Where is New England Professional Planning Group Inc. located?

New England Professional Planning Group Inc. is based in Westerly, RI and has been SEC-registered since 1980.

Does New England Professional Planning Group Inc. disclose fund performance?

New England Professional Planning Group Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address9 Granite Street, Westerly, RI 02891
Phone(401) 596-2800
Fax(401) 596-5980
Office hours8:30 a.m. - 5:00 p.m.
SEC regionBoston Regional Office (BRO)
CIK1540867
Discloses disciplinary historyNo

Assets under management

Discretionary$1.1B
Non-discretionary$67.7M
Total (RAUM)$1.17B