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New Vernon Investment Management LLC

● SEC registered since 2012CRD 160247SEC# 801-73602Highland Park, IL
Export (members)
Ranks #5,394 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$116.9M
Fund GAV
$107.9M
Private funds
2
Employees
8
Accounts
11
Location
Highland Park, IL

New Vernon Investment Management LLC assets under management

New Vernon Investment Management LLC is a registered investment adviser overseen by the SEC based in Highland Park, IL. The firm has been registered since 2012. It reports $116.9 million in regulatory assets under management and employs 8 people. New Vernon Investment Management LLC manages 2 private funds with combined gross assets of $107.9 million, including N. V. Financial Products Fund. By regulatory assets, it ranks 5,394 of 5,911 private fund managers.

New Vernon Investment Management LLC private funds

2 funds · $107.9M GAV
FundTypeGross assetsMin.
N. V. Financial Products FundHedge$63.9M$250K
New Vernon Global Opportunity Master Fund LtdHedge$44M$250K

New Vernon Investment Management LLC owners & executives

5 reported
NameTitleOwnershipSince
Daniel Mark Shapiro ControlMember5-10%2011
Gary Alan Just ControlChief Compliance Officer, Chief Financial OfficerUnder 5%2016
NV Capital Holdings II, LLC ControlMemberOver 75%2011
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Frequently asked questions

How much does New Vernon Investment Management LLC manage?

New Vernon Investment Management LLC reports $116.9 million in regulatory assets under management on its Form ADV.

How many private funds does New Vernon Investment Management LLC manage?

New Vernon Investment Management LLC manages 2 private funds with combined gross assets of $107.9 million.

How many employees does New Vernon Investment Management LLC have?

New Vernon Investment Management LLC reports 8 employees.

Where is New Vernon Investment Management LLC located?

New Vernon Investment Management LLC is based in Highland Park, IL and has been SEC-registered since 2012.

Does New Vernon Investment Management LLC disclose fund performance?

New Vernon Investment Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address799 Central Ave, Suite 350, Highland Park, IL 60035
Phone847-926-5700
Fax847-926-5701
Office hours8a.m.-5p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$116.9M
Non-discretionary$0
Total (RAUM)$116.9M

Service providers

Auditor
Prime broker
Administrator