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New York Life Investment Management LLC

● SEC registered since 2000CRD 109591SEC# 801-57396New York, NY
Export (members)
Reg. AUM
$11.3M
Employees
349
Accounts
1,047
Location
New York, NY

New York Life Investment Management LLC assets under management

New York Life Investment Management LLC is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2000. It reports $11.3 million in regulatory assets under management and employs 349 people.

New York Life Investment Management LLC owners & executives

10 reported
NameTitleOwnershipSince
Alain Maurice Karaoglan ControlElected ManagerUnder 5%2022
Anthony Ramsey Malloy ControlElected ManagerUnder 5%2017
Dale Alexander Hanley ControlChief Risk OfficerUnder 5%2015
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Frequently asked questions

How much does New York Life Investment Management LLC manage?

New York Life Investment Management LLC reports $11.3 million in regulatory assets under management on its Form ADV.

How many employees does New York Life Investment Management LLC have?

New York Life Investment Management LLC reports 349 employees.

Where is New York Life Investment Management LLC located?

New York Life Investment Management LLC is based in New York, NY and has been SEC-registered since 2000.

Does New York Life Investment Management LLC disclose fund performance?

New York Life Investment Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address51 Madison Avenue, New York, NY 10010
Phone888-474-7725
Office hours9:00 A.M - 5:00 p.m.
SEC regionNew York Regional Office (NYRO)
CIK1133639
Discloses disciplinary historyYes

Assets under management

Discretionary$11.1M
Non-discretionary$1.94B
Total (RAUM)$11.3M