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Nicola Wealth Management Ltd.

● SEC registered since 2020CRD 173201SEC# 801-119288Vancouver
Export (members)
Reg. AUM
$10.04B
Employees
491
Accounts
25,833
Location
Vancouver

Nicola Wealth Management Ltd. assets under management

Nicola Wealth Management Ltd. is an investment advisory firm registered with the SEC based in Vancouver. The firm has been registered since 2020. It reports $10 billion in regulatory assets under management and employs 491 people.

Nicola Wealth Management Ltd. owners & executives

16 reported
NameTitleOwnershipSince
Anne Marie ThomasDirectorUnder 5%2023
Carrie Elizabeth RussellDirectorUnder 5%2023
Christopher Michael Nicola ControlPresident And DirectorUnder 5%2024
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Frequently asked questions

How much does Nicola Wealth Management Ltd. manage?

Nicola Wealth Management Ltd. reports $10 billion in regulatory assets under management on its Form ADV.

How many employees does Nicola Wealth Management Ltd. have?

Nicola Wealth Management Ltd. reports 491 employees.

Where is Nicola Wealth Management Ltd. located?

Nicola Wealth Management Ltd. is based in Vancouver and has been SEC-registered since 2020.

Does Nicola Wealth Management Ltd. disclose fund performance?

Nicola Wealth Management Ltd. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1508 West Broadway, 5th Floor, Vancouver V6J1W8
Phone604-739-6450
Fax604-739-6451
Office hours8:30 a.m. - 5:00 p.m.
SEC regionHQ
CIK1734493
Discloses disciplinary historyYes

Assets under management

Discretionary$9.84B
Non-discretionary$203.8M
Total (RAUM)$10.04B