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Nikko Asset Management Co Ltd

● SEC registered since 1999CRD 110997SEC# 801-56686Tokyo
Export (members)
Reg. AUM
$21.4M
Employees
620
Accounts
860
Location
Tokyo

Nikko Asset Management Co Ltd assets under management

Nikko Asset Management Co Ltd is an investment advisory firm registered with the SEC based in Tokyo. The firm has been registered since 1999. It reports $21.4 million in regulatory assets under management and employs 620 people.

Nikko Asset Management Co Ltd owners & executives

21 reported
NameTitleOwnershipSince
Allen Yan ControlExecutive Corporate Officer, Chief Financial OfficerUnder 5%2023
Anthony Stuart Glover ControlSenior Corporate OfficerUnder 5%2023
Hiroko Nakanishi ControlDirectorUnder 5%2025
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Frequently asked questions

How much does Nikko Asset Management Co Ltd manage?

Nikko Asset Management Co Ltd reports $21.4 million in regulatory assets under management on its Form ADV.

How many employees does Nikko Asset Management Co Ltd have?

Nikko Asset Management Co Ltd reports 620 employees.

Where is Nikko Asset Management Co Ltd located?

Nikko Asset Management Co Ltd is based in Tokyo and has been SEC-registered since 1999.

Does Nikko Asset Management Co Ltd disclose fund performance?

Nikko Asset Management Co Ltd is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

AddressMidtown Tower, 9-7-1 Akasaka, Minato-Ku, Tokyo 107-6242
Phone81-3-6447-6000
Fax81-3-6447-6001
Office hours08:40-17:10
SEC regionHQ
CIK1425864
Discloses disciplinary historyNo

Assets under management

Discretionary$21.4M
Non-discretionary$0
Total (RAUM)$21.4M