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North Berkeley Wealth Management, LLC

● SEC registered since 2005CRD 136431SEC# 801-64572Berkeley, CA
Export (members)
Reg. AUM
$710.6M
Employees
16
Accounts
1,482
Location
Berkeley, CA

North Berkeley Wealth Management, LLC assets under management

North Berkeley Wealth Management, LLC is a registered investment adviser overseen by the SEC based in Berkeley, CA. The firm has been registered since 2005. It reports $710.6 million in regulatory assets under management and employs 16 people.

North Berkeley Wealth Management, LLC owners & executives

3 reported
NameTitleOwnershipSince
Brian Thomas Kozel ControlManaging Member50-75%2017
Katherine Campbell King ControlManaging Member10-25%2005
Samuel James Wood-Bednarz ControlManaging Member & Chief Compliance Officer25-50%2021

Frequently asked questions

How much does North Berkeley Wealth Management, LLC manage?

North Berkeley Wealth Management, LLC reports $710.6 million in regulatory assets under management on its Form ADV.

How many employees does North Berkeley Wealth Management, LLC have?

North Berkeley Wealth Management, LLC reports 16 employees.

Where is North Berkeley Wealth Management, LLC located?

North Berkeley Wealth Management, LLC is based in Berkeley, CA and has been SEC-registered since 2005.

Does North Berkeley Wealth Management, LLC disclose fund performance?

North Berkeley Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1995 el Dorado Ave, Berkeley, CA 94707
Phone510-528-5820
Fax510-528-0711
Office hours8 a.m. To 5 p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$682.4M
Non-discretionary$28.3M
Total (RAUM)$710.6M