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North Capital, Inc.

● SEC registered since 2017CRD 148802SEC# 801-110598Salt Lake City, UT
Export (members)
Reg. AUM
$292.6M
Employees
12
Accounts
642
Location
Salt Lake City, UT

North Capital, Inc. assets under management

North Capital, Inc. operates as an SEC-registered investment adviser based in Salt Lake City, UT. The firm has been registered since 2017. It reports $292.6 million in regulatory assets under management and employs 12 people.

North Capital, Inc. owners & executives

10 reported
NameTitleOwnershipSince
James Patrick Dowd ControlPresident, CioUnder 5%2008
Joseph Carl AndersonChief Compliance OfficerUnder 5%2024
North Capital Investment Technology, Inc. ControlOwnerOver 75%2019
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Frequently asked questions

How much does North Capital, Inc. manage?

North Capital, Inc. reports $292.6 million in regulatory assets under management on its Form ADV.

How many employees does North Capital, Inc. have?

North Capital, Inc. reports 12 employees.

Where is North Capital, Inc. located?

North Capital, Inc. is based in Salt Lake City, UT and has been SEC-registered since 2017.

Does North Capital, Inc. disclose fund performance?

North Capital, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address623 E Fort Union Blvd., Suite 101, Salt Lake City, UT 84047
Phone888-625-7768 X1
Fax801-210-7851
Office hours8:30 a.m. - 6:00 p.m.
SEC regionDenver Regional Office (DRO)
CIK2065938
Discloses disciplinary historyNo

Assets under management

Discretionary$260.4M
Non-discretionary$32.2M
Total (RAUM)$292.6M