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Northcape Wealth Management, LLC

● SEC registered since 2021CRD 312350SEC# 801-120425Williamsville, NY
Export (members)
Reg. AUM
$614.5M
Employees
6
Accounts
1,405
Location
Williamsville, NY

Northcape Wealth Management, LLC assets under management

Northcape Wealth Management, LLC operates as an SEC-registered investment adviser based in Williamsville, NY. The firm has been registered since 2021. It reports $614.5 million in regulatory assets under management and employs 6 people.

Northcape Wealth Management, LLC owners & executives

2 reported
NameTitleOwnershipSince
Erik Mo O'Neill ControlFounder, Managing PartnerOver 75%2021
Patrick Michael Markey ControlCo-Founder, Chief Compliance Officer, Senior Financial Advisor10-25%2021

Frequently asked questions

How much does Northcape Wealth Management, LLC manage?

Northcape Wealth Management, LLC reports $614.5 million in regulatory assets under management on its Form ADV.

How many employees does Northcape Wealth Management, LLC have?

Northcape Wealth Management, LLC reports 6 employees.

Where is Northcape Wealth Management, LLC located?

Northcape Wealth Management, LLC is based in Williamsville, NY and has been SEC-registered since 2021.

Does Northcape Wealth Management, LLC disclose fund performance?

Northcape Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address6565 Main Street, Williamsville, NY 14221
Phone(71) 632-6565
Fax(716) 632-6581
Office hours9:00 a.m. To 5:00 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$596.7M
Non-discretionary$17.8M
Total (RAUM)$614.5M