PPrivate Fund Data Log in Join · $37/mo

Northeast Financial Consultants, LLC

CRD 110361SEC# 801-60134Westport, CT
Export (members)
No longer SEC-registered. Northeast Financial Consultants, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$4.59B
Employees
8
Accounts
1,596
Location
Westport, CT

Northeast Financial Consultants, LLC assets under management

Northeast Financial Consultants, LLC is an investment advisory firm registered with the SEC based in Westport, CT. It reports $4.6 billion in regulatory assets under management and employs 8 people.
View on SEC.gov ↗

Northeast Financial Consultants, LLC owners & executives

4 reported
NameTitleOwnershipSince
Catherine Lee Davis ControlVice President, TreasurerUnder 5%2020
Elwood Brian Davis ControlPresident, Manager,Under 5%2020
Nfc Holdings, Inc ControlMemberOver 75%2020
See all 4 owners & executives — unlock the full record.
Join to unlock · $37/mo

Frequently asked questions

How much does Northeast Financial Consultants, LLC manage?

Northeast Financial Consultants, LLC reports $4.6 billion in regulatory assets under management on its Form ADV.

How many employees does Northeast Financial Consultants, LLC have?

Northeast Financial Consultants, LLC reports 8 employees.

Where is Northeast Financial Consultants, LLC located?

Northeast Financial Consultants, LLC is based in Westport, CT.

Does Northeast Financial Consultants, LLC disclose fund performance?

Northeast Financial Consultants, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address518-B Riverside Avenue, 2nd Floor, Westport, CT 06880-0630
Office hours8 a.m. - 5 p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$4.59B
Non-discretionary$4.5M
Total (RAUM)$4.59B