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Northeast Financial Group, Inc.

● SEC registered since 2013CRD 122609SEC# 801-78187Allentown, PA
Export (members)
Ranks #2,448 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$1.21B
Fund GAV
$19.5M
Private funds
4
Employees
10
Accounts
1,368
Location
Allentown, PA

Northeast Financial Group, Inc. assets under management

Northeast Financial Group, Inc. is an investment advisory firm registered with the SEC based in Allentown, PA. The firm has been registered since 2013. It reports $1.2 billion in regulatory assets under management and employs 10 people. Northeast Financial Group, Inc. manages 4 private funds with combined gross assets of $19.5 million, including Capital Partners Alternative Income & Growth Fund, LLC. By regulatory assets, it ranks 2,448 of 5,911 private fund managers.

Northeast Financial Group, Inc. private funds

4 funds · $19.5M GAV
FundTypeGross assetsMin.
Capital Partners Alternative Income & Growth Fund, LLCOther Private$9.8M$50K
Capital Partners Lending Fund, LLCSecuritized Asset$4.1M$50K
H&l Capital Group II, LLCReal Estate$3.2M$50K
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Northeast Financial Group, Inc. owners & executives

3 reported
NameTitleOwnershipSince
Alexander Farnum LippittChief Investment OfficerUnder 5%2022
Josh Robert Laychock ControlPresidentOver 75%2024
Robert Lee HackenbergChief Compliance OfficerUnder 5%1987

Frequently asked questions

How much does Northeast Financial Group, Inc. manage?

Northeast Financial Group, Inc. reports $1.2 billion in regulatory assets under management on its Form ADV.

How many private funds does Northeast Financial Group, Inc. manage?

Northeast Financial Group, Inc. manages 4 private funds with combined gross assets of $19.5 million.

How many employees does Northeast Financial Group, Inc. have?

Northeast Financial Group, Inc. reports 10 employees.

Where is Northeast Financial Group, Inc. located?

Northeast Financial Group, Inc. is based in Allentown, PA and has been SEC-registered since 2013.

Does Northeast Financial Group, Inc. disclose fund performance?

Northeast Financial Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address3435 Winchester Road, Suite 102, Allentown, PA 18104
Phone570-688-9898
Fax(570) 688-2944
Office hours9:00 a.m. To 5:00 p.m.
SEC regionPhiladelphia Regional Office (PLRO)
CIK1965773
Discloses disciplinary historyNo

Assets under management

Discretionary$595M
Non-discretionary$610.2M
Total (RAUM)$1.21B

Service providers