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Northeastern Star Asset Management, Inc.

CRD 171891SEC# 801-80227Wormleysburg, PA
Export (members)
No longer SEC-registered. Northeastern Star Asset Management, Inc. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$236.2M
Employees
3
Accounts
834
Location
Wormleysburg, PA

Northeastern Star Asset Management, Inc. assets under management

Northeastern Star Asset Management, Inc. is a registered investment adviser overseen by the SEC based in Wormleysburg, PA. It reports $236.2 million in regulatory assets under management and employs 3 people.
View on SEC.gov ↗

Northeastern Star Asset Management, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Kenneth Richard Ferrone ControlManaging Member, Chief Compliance Officer, Chief Investment Officer50-75%2014
Paul Seth Dubendorf ControlPresident / Managing Member50-75%2014

Frequently asked questions

How much does Northeastern Star Asset Management, Inc. manage?

Northeastern Star Asset Management, Inc. reports $236.2 million in regulatory assets under management on its Form ADV.

How many employees does Northeastern Star Asset Management, Inc. have?

Northeastern Star Asset Management, Inc. reports 3 employees.

Where is Northeastern Star Asset Management, Inc. located?

Northeastern Star Asset Management, Inc. is based in Wormleysburg, PA.

Does Northeastern Star Asset Management, Inc. disclose fund performance?

Northeastern Star Asset Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1017 Mumma Road, Suite 105, Wormleysburg, PA 17043
Office hours8:30 a.m. - 4:30 p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$236.2M
Non-discretionary$0
Total (RAUM)$236.2M