| Name | Title | Ownership | Since |
|---|---|---|---|
| Amanda Tawney Williams Control | Chief Compliance Officer | Under 5% | 2025 |
| Anthony Joseph Peccatiello | Chief Operations Officer | Under 5% | 2024 |
| Craig Richard Carberry | Secretary | Under 5% | 2020 |
Northern Trust Securities, Inc. reports $1.3 billion in regulatory assets under management on its Form ADV.
Northern Trust Securities, Inc. reports 76 employees.
Northern Trust Securities, Inc. is based in Chicago, IL and has been SEC-registered since 2015.
Northern Trust Securities, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 333 S. Wabash Avenue, 34th Floor, Chicago, IL 60604 |
| Phone | 312-630-6000 |
| Fax | 312-935-5551 |
| Office hours | 8:30 a.m.- 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 310695 |
| Discloses disciplinary history | Yes |
| Discretionary | $1.28B |
| Non-discretionary | $0 |
| Total (RAUM) | $1.28B |