| Name | Title | Ownership | Since |
|---|---|---|---|
| David E Cota | Director | Under 5% | 2023 |
| Dustin Richard Alden Control | Chief Financial Officer, Finop | Under 5% | 2017 |
| Mandy Marie Teigland Control | Co-Chief Compliance Officer | Under 5% | 2021 |
Northland Securities, Inc. reports $359.9 million in regulatory assets under management on its Form ADV.
Northland Securities, Inc. reports 24 employees.
Northland Securities, Inc. is based in Minneapolis, MN and has been SEC-registered since 2015.
Northland Securities, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 150 South 5th Street, Suite 3300, Minneapolis, MN 55402 |
| Phone | 800-851-2920 |
| Fax | 612-851-5951 |
| Office hours | 9:00a.m. - 5:00p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | Yes |
| Discretionary | $344.4M |
| Non-discretionary | $15.5M |
| Total (RAUM) | $359.9M |