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Northstar Financial Companies, Inc.

● SEC registered since 2019CRD 119396SEC# 801-115004Conshohocken, PA
Export (members)
Reg. AUM
$443.3M
Employees
11
Accounts
1,303
Location
Conshohocken, PA

Northstar Financial Companies, Inc. assets under management

Northstar Financial Companies, Inc. is an SEC-registered investment adviser based in Conshohocken, PA. The firm has been registered since 2019. It reports $443.3 million in regulatory assets under management and employs 11 people.
www.northstarfci.comView on SEC.gov ↗

Northstar Financial Companies, Inc. owners & executives

3 reported
NameTitleOwnershipSince
Glenn Alfred WilliamsPresident Of Ah Williams & Co. Inc.10-25%2021
Julia Megan Randall ControlChief Compliance OfficerUnder 5%2014
Steven Brian Girard ControlPresident Of Northstar Financial Cos. Inc.Over 75%2003

Frequently asked questions

How much does Northstar Financial Companies, Inc. manage?

Northstar Financial Companies, Inc. reports $443.3 million in regulatory assets under management on its Form ADV.

How many employees does Northstar Financial Companies, Inc. have?

Northstar Financial Companies, Inc. reports 11 employees.

Where is Northstar Financial Companies, Inc. located?

Northstar Financial Companies, Inc. is based in Conshohocken, PA and has been SEC-registered since 2019.

Does Northstar Financial Companies, Inc. disclose fund performance?

Northstar Financial Companies, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1201 E. Hector St, Conshohocken, PA 19428
Phone610-629-6100
Fax610-629-6106
Office hours9:00 a.m. - 5:00 p.m.
SEC regionPhiladelphia Regional Office (PLRO)
CIK2059828
Discloses disciplinary historyYes

Assets under management

Discretionary$443.1M
Non-discretionary$211K
Total (RAUM)$443.3M