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Northstar Financial Planners, Inc.

● SEC registered since 2014CRD 131507SEC# 801-79605Plantation, FL
Export (members)
Reg. AUM
$273.1M
Employees
9
Accounts
966
Location
Plantation, FL

Northstar Financial Planners, Inc. assets under management

Northstar Financial Planners, Inc. is a registered investment adviser overseen by the SEC based in Plantation, FL. The firm has been registered since 2014. It reports $273.1 million in regulatory assets under management and employs 9 people.
www.youtube.com/@northstarfinancialplanners3943View on SEC.gov ↗

Northstar Financial Planners, Inc. owners & executives

3 reported
NameTitleOwnershipSince
Allen Page Giese ControlPresident/Ceo50-75%2000
Joel Daniel HergenreterChief Compliance OfficerUnder 5%2025
Steve Lee TepperChief Operations Officer25-50%2007

Frequently asked questions

How much does Northstar Financial Planners, Inc. manage?

Northstar Financial Planners, Inc. reports $273.1 million in regulatory assets under management on its Form ADV.

How many employees does Northstar Financial Planners, Inc. have?

Northstar Financial Planners, Inc. reports 9 employees.

Where is Northstar Financial Planners, Inc. located?

Northstar Financial Planners, Inc. is based in Plantation, FL and has been SEC-registered since 2014.

Does Northstar Financial Planners, Inc. disclose fund performance?

Northstar Financial Planners, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1250 S. Pine Island Road, Suite 275, Plantation, FL 33324
Phone954-693-0030
Fax954-693-0031
Office hours9:00 a.m.-5:00 p.m.
SEC regionMiami Regional Office (MIRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$273.1M
Non-discretionary$0
Total (RAUM)$273.1M