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Northwest Financial Services Inc

● SEC registered since 1992CRD 106805SEC# 801-42770Indianapolis, IN
Export (members)
Reg. AUM
$551.4M
Employees
10
Accounts
375
Location
Indianapolis, IN

Northwest Financial Services Inc assets under management

Northwest Financial Services Inc is an investment advisory firm registered with the SEC based in Indianapolis, IN. The firm has been registered since 1992. It reports $551.4 million in regulatory assets under management and employs 10 people.

Northwest Financial Services Inc owners & executives

3 reported
NameTitleOwnershipSince
Aaron James Pettersen ControlChief Compliance Officer, Chief Investment Officer, And Secretary5-10%2019
Matthew Colin Yeiter ControlPresident50-75%2020
Thomas Dane Gross ControlVice President25-50%2020

Frequently asked questions

How much does Northwest Financial Services Inc manage?

Northwest Financial Services Inc reports $551.4 million in regulatory assets under management on its Form ADV.

How many employees does Northwest Financial Services Inc have?

Northwest Financial Services Inc reports 10 employees.

Where is Northwest Financial Services Inc located?

Northwest Financial Services Inc is based in Indianapolis, IN and has been SEC-registered since 1992.

Does Northwest Financial Services Inc disclose fund performance?

Northwest Financial Services Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address9333 N Meridian St, Ste 300, Indianapolis, IN 46260
Phone317-844-0448
Fax317-844-0458
Office hours8:30a.m. - 5:00p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$551.4M
Non-discretionary$0
Total (RAUM)$551.4M