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Northwest Investment Management (hong Kong) Limited

● SEC registered since 2010CRD 153063SEC# 801-71183Hong Kong
Export (members)
Ranks #2,199 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$1.51B
Fund GAV
$1.38B
Private funds
3
Employees
19
Accounts
5
Location
Hong Kong

Northwest Investment Management (hong Kong) Limited assets under management

Northwest Investment Management (hong Kong) Limited is a registered investment adviser overseen by the SEC based in Hong Kong. The firm has been registered since 2010. It reports $1.5 billion in regulatory assets under management and employs 19 people. Northwest Investment Management (hong Kong) Limited manages 3 private funds with combined gross assets of $1.4 billion, including Northwest Feilong Fund Limited. By regulatory assets, it ranks 2,199 of 5,911 private fund managers.

Northwest Investment Management (hong Kong) Limited private funds

3 funds · $1.38B GAV
FundTypeGross assetsMin.
Northwest Feilong Fund LimitedHedge$1.17B$100K
Northwest China Opportunities Fund LimitedHedge$196.2M$100K
Northwest Bonaventura Fund LimitedHedge$11.5M$100K

Northwest Investment Management (hong Kong) Limited owners & executives

3 reported
NameTitleOwnershipSince
David Ian Rogers ControlChief Investment Officer25-50%2009
Ernest Lee Hong Ho ControlChief Compliance OfficerUnder 5%2013
George Andrew Philips ControlChief Executive Officer50-75%2009

Frequently asked questions

How much does Northwest Investment Management (hong Kong) Limited manage?

Northwest Investment Management (hong Kong) Limited reports $1.5 billion in regulatory assets under management on its Form ADV.

How many private funds does Northwest Investment Management (hong Kong) Limited manage?

Northwest Investment Management (hong Kong) Limited manages 3 private funds with combined gross assets of $1.4 billion.

How many employees does Northwest Investment Management (hong Kong) Limited have?

Northwest Investment Management (hong Kong) Limited reports 19 employees.

Where is Northwest Investment Management (hong Kong) Limited located?

Northwest Investment Management (hong Kong) Limited is based in Hong Kong and has been SEC-registered since 2010.

Does Northwest Investment Management (hong Kong) Limited disclose fund performance?

Northwest Investment Management (hong Kong) Limited is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address11th Floor Kinwick Centre, 32 Hollywood Road, Central, Hong Kong
Phone00852-3657-5600
Fax00852-3165-1671
Office hours0800-1700 Hk Time
SEC regionHQ
Discloses disciplinary historyNo

Assets under management

Discretionary$1.51B
Non-discretionary$0
Total (RAUM)$1.51B

Service providers