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Northwest Wealth Management, LLC

● SEC registered since 2011CRD 152816SEC# 801-72545Spencer, IA
Export (members)
Reg. AUM
$865.2M
Employees
24
Accounts
4,063
Location
Spencer, IA

Northwest Wealth Management, LLC assets under management

Northwest Wealth Management, LLC is an SEC-registered investment adviser based in Spencer, IA. The firm has been registered since 2011. It reports $865.2 million in regulatory assets under management and employs 24 people.
www.linkedin.com/company/16225959View on SEC.gov ↗

Northwest Wealth Management, LLC owners & executives

6 reported
NameTitleOwnershipSince
Cornelius Burroughs Conover IV ControlSecretary-TreasurerUnder 5%2009
Eric Joel Van Der HeidePresident, Chief Operating Officer, Chief Compliance OfficerUnder 5%2016
Gregory A Post ControlVice PresidentUnder 5%2020
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Frequently asked questions

How much does Northwest Wealth Management, LLC manage?

Northwest Wealth Management, LLC reports $865.2 million in regulatory assets under management on its Form ADV.

How many employees does Northwest Wealth Management, LLC have?

Northwest Wealth Management, LLC reports 24 employees.

Where is Northwest Wealth Management, LLC located?

Northwest Wealth Management, LLC is based in Spencer, IA and has been SEC-registered since 2011.

Does Northwest Wealth Management, LLC disclose fund performance?

Northwest Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1607 W. 18th Street, Spencer, IA 51301
Phone877-207-0994
Office hours8:00 a.m. - 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$865.2M
Non-discretionary$0
Total (RAUM)$865.2M