PPrivate Fund Data Log in Join · $37/mo

Northwind Financial LLC

● SEC registered since 2026CRD 342069SEC# 801-136199Bend, OR
Export (members)
Reg. AUM
$105.4M
Employees
2
Accounts
328
Location
Bend, OR

Northwind Financial LLC assets under management

Northwind Financial LLC is an investment advisory firm registered with the SEC based in Bend, OR. The firm has been registered since 2026. It reports $105.4 million in regulatory assets under management and employs 2 people.
www.northwindfinancial.comView on SEC.gov ↗

Northwind Financial LLC owners & executives

2 reported
NameTitleOwnershipSince
Bradley Jason Boeck ControlOwnerOver 75%2006
Kevin John Serrapede ControlChief Compliance OfficerUnder 5%2026

Frequently asked questions

How much does Northwind Financial LLC manage?

Northwind Financial LLC reports $105.4 million in regulatory assets under management on its Form ADV.

How many employees does Northwind Financial LLC have?

Northwind Financial LLC reports 2 employees.

Where is Northwind Financial LLC located?

Northwind Financial LLC is based in Bend, OR and has been SEC-registered since 2026.

Does Northwind Financial LLC disclose fund performance?

Northwind Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2445 NE Division St, Ste 204, Bend, OR 97703-3568
Phone541-318-7871
Fax541-318-7871
Office hours6a.m.-3p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$105.4M
Non-discretionary$0
Total (RAUM)$105.4M