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Note Advisors, LLC

● SEC registered since 2014CRD 171466SEC# 801-79807Buffalo, NY
Export (members)
Reg. AUM
$382.2M
Employees
9
Accounts
1,010
Location
Buffalo, NY

Note Advisors, LLC assets under management

Note Advisors, LLC operates as an SEC-registered investment adviser based in Buffalo, NY. The firm has been registered since 2014. It reports $382.2 million in regulatory assets under management and employs 9 people.

Note Advisors, LLC owners & executives

6 reported
NameTitleOwnershipSince
Shawn Casey Glogowski ControlPrincipal/CcoUnder 5%2014
Ssao1210, LLC ControlMember50-75%2023
Stw Southwest, LLCMember50-75%2023
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Frequently asked questions

How much does Note Advisors, LLC manage?

Note Advisors, LLC reports $382.2 million in regulatory assets under management on its Form ADV.

How many employees does Note Advisors, LLC have?

Note Advisors, LLC reports 9 employees.

Where is Note Advisors, LLC located?

Note Advisors, LLC is based in Buffalo, NY and has been SEC-registered since 2014.

Does Note Advisors, LLC disclose fund performance?

Note Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address50 Lakefront Blvd, Suite 215, Buffalo, NY 14202
Phone(716) 256-1682
Office hours9:00 a.m. - 5:00 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$382M
Non-discretionary$239K
Total (RAUM)$382.2M