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Novem Group

● SEC registered since 2011CRD 158964SEC# 801-72741Rochester, NY
Export (members)
Reg. AUM
$1.41B
Employees
52
Accounts
5,074
Location
Rochester, NY

Novem Group assets under management

Novem Group is an SEC-registered investment adviser based in Rochester, NY. The firm has been registered since 2011. It reports $1.4 billion in regulatory assets under management and employs 52 people.

Novem Group owners & executives

2 reported
NameTitleOwnershipSince
Patrick Daniel ManuelPresidentUnder 5%2017
Robert Joseph Bartolotta ControlCeo, CcoOver 75%2011

Frequently asked questions

How much does Novem Group manage?

Novem Group reports $1.4 billion in regulatory assets under management on its Form ADV.

How many employees does Novem Group have?

Novem Group reports 52 employees.

Where is Novem Group located?

Novem Group is based in Rochester, NY and has been SEC-registered since 2011.

Does Novem Group disclose fund performance?

Novem Group is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address350 Linden Oaks, Suite 140, Rochester, NY 14625
Phone585-348-9525
Fax585-348-9513
Office hours9:00 a.m. - 5:00 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$1.17B
Non-discretionary$245.1M
Total (RAUM)$1.41B