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Nuveen Fund Advisors, LLC

● SEC registered since 1978CRD 104626SEC# 801-14147Chicago, IL
Export (members)
Reg. AUM
$16.3M
Employees
138
Accounts
248
Location
Chicago, IL

Nuveen Fund Advisors, LLC assets under management

Nuveen Fund Advisors, LLC operates as an SEC-registered investment adviser based in Chicago, IL. The firm has been registered since 1978. It reports $16.3 million in regulatory assets under management and employs 138 people.

Nuveen Fund Advisors, LLC owners & executives

12 reported
NameTitleOwnershipSince
Cinda Dawn Whitten ControlHead Of Global Investment OperationsUnder 5%2022
Erik Peter Mogavero ControlChief Compliance OfficerUnder 5%2017
John Michael McCann ControlManaging Director, General Counsel & Assistant SecretaryUnder 5%2023
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Frequently asked questions

How much does Nuveen Fund Advisors, LLC manage?

Nuveen Fund Advisors, LLC reports $16.3 million in regulatory assets under management on its Form ADV.

How many employees does Nuveen Fund Advisors, LLC have?

Nuveen Fund Advisors, LLC reports 138 employees.

Where is Nuveen Fund Advisors, LLC located?

Nuveen Fund Advisors, LLC is based in Chicago, IL and has been SEC-registered since 1978.

Does Nuveen Fund Advisors, LLC disclose fund performance?

Nuveen Fund Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address333 West Wacker Drive, Chicago, IL 60606
Phone312-917-7700
Office hours8:00 a.m. - 5:00 p.m. Cst
SEC regionChicago Regional Office (CHRO)
CIK1311016
Discloses disciplinary historyYes

Assets under management

Discretionary$16.3M
Non-discretionary$0
Total (RAUM)$16.3M