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Nwam, LLC

● SEC registered since 2008CRD 147923SEC# 801-69483Mercer Island, WA
Export (members)
Reg. AUM
$3.61B
Employees
54
Accounts
8,844
Location
Mercer Island, WA

Nwam, LLC assets under management

Nwam, LLC is a registered investment adviser overseen by the SEC based in Mercer Island, WA. The firm has been registered since 2008. It reports $3.6 billion in regulatory assets under management and employs 54 people.

Nwam, LLC owners & executives

6 reported
NameTitleOwnershipSince
Gregory Allen Headrick ControlManaging Member, Chief Compliance OfficerUnder 5%2008
Mahum Raza Prasad ControlChief Operating OfficerUnder 5%2024
Nelly Olinda Mubashi ControlChief Executive Officer/Compliance ManagerUnder 5%2020
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Frequently asked questions

How much does Nwam, LLC manage?

Nwam, LLC reports $3.6 billion in regulatory assets under management on its Form ADV.

How many employees does Nwam, LLC have?

Nwam, LLC reports 54 employees.

Where is Nwam, LLC located?

Nwam, LLC is based in Mercer Island, WA and has been SEC-registered since 2008.

Does Nwam, LLC disclose fund performance?

Nwam, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2835 82nd Avenue SE, Ste 100, Mercer Island, WA 98040
Phone206-838-3680
Fax206-838-3681
Office hours8:00 a.m. - 4:00 p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$2.75B
Non-discretionary$861.3M
Total (RAUM)$3.61B