PPrivate Fund Data Log in Join · $37/mo

Nwm Advisors, LLC

● SEC registered since 2016CRD 283714SEC# 801-107866San Luis Obispo, CA
Export (members)
Reg. AUM
$293.6M
Employees
2
Accounts
473
Location
San Luis Obispo, CA

Nwm Advisors, LLC assets under management

Nwm Advisors, LLC operates as an SEC-registered investment adviser based in San Luis Obispo, CA. The firm has been registered since 2016. It reports $293.6 million in regulatory assets under management and employs 2 people.
www.nwmadvisors.comView on SEC.gov ↗

Nwm Advisors, LLC owners & executives

1 reported
NameTitleOwnershipSince
Kevin Mark Nichols ControlPresident & Chief Compliance OfficerOver 75%2019

Frequently asked questions

How much does Nwm Advisors, LLC manage?

Nwm Advisors, LLC reports $293.6 million in regulatory assets under management on its Form ADV.

How many employees does Nwm Advisors, LLC have?

Nwm Advisors, LLC reports 2 employees.

Where is Nwm Advisors, LLC located?

Nwm Advisors, LLC is based in San Luis Obispo, CA and has been SEC-registered since 2016.

Does Nwm Advisors, LLC disclose fund performance?

Nwm Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address735 Tank Farm Road, Suite 250, San Luis Obispo, CA 93401
Phone805-781-2773
Office hoursMonday - Thursday 9a.m. - 5p.m.,Friday 9a.m.-1p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$283.8M
Non-discretionary$9.8M
Total (RAUM)$293.6M