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Occam Capital Management, LLC

● SEC registered since 2001CRD 108201SEC# 801-60137Pittsford, NY
Export (members)
Reg. AUM
$65.9M
Employees
2
Accounts
230
Location
Pittsford, NY

Occam Capital Management, LLC assets under management

Occam Capital Management, LLC is an investment advisory firm registered with the SEC based in Pittsford, NY. The firm has been registered since 2001. It reports $65.9 million in regulatory assets under management and employs 2 people.
www.occamcapital.comView on SEC.gov ↗

Occam Capital Management, LLC owners & executives

1 reported
NameTitleOwnershipSince
Priscilla Anne Baker Jones ControlChief Compliance Officer/Ceo/Cfo/Clo/CooOver 75%2009

Frequently asked questions

How much does Occam Capital Management, LLC manage?

Occam Capital Management, LLC reports $65.9 million in regulatory assets under management on its Form ADV.

How many employees does Occam Capital Management, LLC have?

Occam Capital Management, LLC reports 2 employees.

Where is Occam Capital Management, LLC located?

Occam Capital Management, LLC is based in Pittsford, NY and has been SEC-registered since 2001.

Does Occam Capital Management, LLC disclose fund performance?

Occam Capital Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1 Lockwood Drive, Suite 200, Pittsford, NY 14534-1742
Phone585-218-0310
Fax585-218-0338
Office hours8:30a.m.-4:30p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$65.9M
Non-discretionary$0
Total (RAUM)$65.9M