| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Octagon Global Trade Fund, Ltd | Hedge | $5.5M | $1M |
| Name | Title | Ownership | Since |
|---|---|---|---|
| Caldwell Mead Welles Control | Founder/Managing Partner | Under 5% | 1998 |
| John Ericson Heyke | Chief Compliance Officer | Under 5% | 2016 |
| Octagon International Holdings, LLC Control | Holding Company | Over 75% | 1998 |
Octagon Asset Management, LLC reports $191.9 million in regulatory assets under management on its Form ADV.
Octagon Asset Management, LLC manages 1 private funds with combined gross assets of $5.5 million.
Octagon Asset Management, LLC reports 4 employees.
Octagon Asset Management, LLC is based in Charlotte, NC and has been SEC-registered since 2017.
Octagon Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 615 S College Street, Charlotte, NC 28202-3354 |
| Phone | 212 683-8811 |
| Fax | 212 683 8813 |
| Office hours | 9a.m. To 6p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
| Discretionary | $3.5M |
| Non-discretionary | $188.4M |
| Total (RAUM) | $191.9M |