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Open Window Financial Solutions, Ltd.

● SEC registered since 2018CRD 131562SEC# 801-114451Reno, NV
Export (members)
Reg. AUM
$245.8M
Employees
6
Accounts
346
Location
Reno, NV

Open Window Financial Solutions, Ltd. assets under management

Open Window Financial Solutions, Ltd. operates as an SEC-registered investment adviser based in Reno, NV. The firm has been registered since 2018. It reports $245.8 million in regulatory assets under management and employs 6 people.
openwindowfs.comView on SEC.gov ↗

Open Window Financial Solutions, Ltd. owners & executives

2 reported
NameTitleOwnershipSince
Eric Anthony Hollen ControlPresident, Chief Compliance OfficerOver 75%2025
Joseph Robert Hollen ControlDirectorUnder 5%2025

Frequently asked questions

How much does Open Window Financial Solutions, Ltd. manage?

Open Window Financial Solutions, Ltd. reports $245.8 million in regulatory assets under management on its Form ADV.

How many employees does Open Window Financial Solutions, Ltd. have?

Open Window Financial Solutions, Ltd. reports 6 employees.

Where is Open Window Financial Solutions, Ltd. located?

Open Window Financial Solutions, Ltd. is based in Reno, NV and has been SEC-registered since 2018.

Does Open Window Financial Solutions, Ltd. disclose fund performance?

Open Window Financial Solutions, Ltd. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4741 Caughlin Parkway, Suite 3, Reno, NV 89519
Phone775-827-0670
Fax775-827-6481
Office hours9:00 a.m. - 4:30 p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$245.8M
Non-discretionary$0
Total (RAUM)$245.8M