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Oppenheimer Investment Management LLC

● SEC registered since 2004CRD 133243SEC# 801-63615New York, NY
Export (members)
Reg. AUM
$915.6M
Employees
8
Accounts
65
Location
New York, NY

Oppenheimer Investment Management LLC assets under management

Oppenheimer Investment Management LLC is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2004. It reports $915.6 million in regulatory assets under management and employs 8 people.

Oppenheimer Investment Management LLC owners & executives

12 reported
NameTitleOwnershipSince
Albert Grinsfelder Lowenthal ControlExecutive ChairmanUnder 5%2004
Brad Michael WatkinsSenior Vp, Chief Financial OfficerUnder 5%2022
Bryan Edward McKigney ControlManaging DirectorUnder 5%2025
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Frequently asked questions

How much does Oppenheimer Investment Management LLC manage?

Oppenheimer Investment Management LLC reports $915.6 million in regulatory assets under management on its Form ADV.

How many employees does Oppenheimer Investment Management LLC have?

Oppenheimer Investment Management LLC reports 8 employees.

Where is Oppenheimer Investment Management LLC located?

Oppenheimer Investment Management LLC is based in New York, NY and has been SEC-registered since 2004.

Does Oppenheimer Investment Management LLC disclose fund performance?

Oppenheimer Investment Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address85 Broad St, New York, NY 10004
Phone212-667-4156
Office hours9:00 a.m. To 5:00 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyYes

Assets under management

Discretionary$915.6M
Non-discretionary$0
Total (RAUM)$915.6M