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Optima Asset Management Inc

● SEC registered since 1996CRD 106095SEC# 801-52409Dallas, TX
Export (members)
Reg. AUM
$607.1M
Employees
2
Accounts
284
Location
Dallas, TX

Optima Asset Management Inc assets under management

Optima Asset Management Inc is a registered investment adviser overseen by the SEC based in Dallas, TX. The firm has been registered since 1996. It reports $607.1 million in regulatory assets under management and employs 2 people.

Optima Asset Management Inc owners & executives

2 reported
NameTitleOwnershipSince
Archie Alba Ponce ControlExecutive Vice President And Chief Compliance Officer25-50%2016
Paul Alan Lightfoot ControlPresident And Chief Executive Officer50-75%2016

Frequently asked questions

How much does Optima Asset Management Inc manage?

Optima Asset Management Inc reports $607.1 million in regulatory assets under management on its Form ADV.

How many employees does Optima Asset Management Inc have?

Optima Asset Management Inc reports 2 employees.

Where is Optima Asset Management Inc located?

Optima Asset Management Inc is based in Dallas, TX and has been SEC-registered since 1996.

Does Optima Asset Management Inc disclose fund performance?

Optima Asset Management Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address8144 Walnut Hill Lane, Suite 1180, Dallas, TX 75231
Phone972-726-0400
Office hours8:30a.m.-4:30p.m.
SEC regionFort Worth Regional Office (FWRO)
Discloses disciplinary historyNo

Assets under management

Discretionary
Non-discretionary$607.1M
Total (RAUM)$607.1M